Staff
With a combined industry experience of nearly 50 years, we understand complex financial issues, and how they can affect life goals. We work with clients to fully understand their situation, and look to build a relationship that will serve their needs over time.
My Colleague
Kevin DuPree
Wealth Management Advisor
949-622-7204
Kevin shares the same values, commitment and goals as Mike and together they have established a solid foundation to serve our clients.
My Staff
Veronica Duran
Director of Marketing and Client Services
veronica.duran@nmfn.com
(949) 622-7213
Veronica has been in the financial services industry since 2000. She attended California State University of Long Beach with a major in Business Administration-Marketing. With over 10 years of expertise in insurance planning she is responsible for preparing client proposals, recommendations, and financial needs analysis. She oversees the office operations, marketing and development of our clientele; as well as identifies marketing opportunities for the team. Veronica holds her General Securities License (Series 7), Series 6, Series 63, as well as the California Life & Health, Variable Insurance and Long Term Care Insurance Licenses. CA License: 0E11663 How can Veronica help you?
- Client Concerns
- Insurance Proposal
- Comprehensive Planning
- Prepare Consolidated Client Reports
|
|
|
Peter Park
Associate Wealth Management Advisor
peter.park@nmfn.com
(949) 622-7212
Peter joined Strategic Financial Group in 2000 as an Investment Operation/Trading Desk Manager and later on as the Branch Office Compliance Officer. He joined Mike's team in 2008. With over 10 years of investment operation expertise he oversees and manages the entire investment practice. Peter holds his General Securities License (Series 7), Series 9, Series 10, Series 66, as well as the California State Life, Health, and Variable Insurance Licenses. CA License: 0E23664 How can Peter help you?
- Account Management
- Portfolio Construction
- Investment Research
- Investment Trading
- Investment Operations
- Employer sponsored qualified plans
|
|
|
Nicolas Mattingly
Associate Wealth Management Advisor
nicolas.mattingly@nmfn.com
(949) 622-7264
Nic joined our team in 2009 after earning his Bachelor's degree in Business Administration-Finance from California State University of Fullerton. His primary responsibilities include account maintenance and operations for our investment related practice, including our focus on employer sponsored qualified plans. Nic holds his Series 6, Series 63, as well as the California Life, Health, and Variable Insurance Licenses. CA License: 0H32888 How can Nic help you?
- Open new accounts
- Process account transfers and IRA rollovers
- Provide account balances
- Investment Operations
- Expedite all change requests regarding your account
- Generate consolidated statement reports
- Generate client account reports
- Employer sponsored qualified plans
|
|
|
|
